Wellcome grants privacy statement
Wellcome is committed to safeguarding your personal information in accordance with data protection law.
Wellcome is committed to safeguarding your personal information. This Statement explains how we collect, store, and use personal information from:
- grant applicants,
- grantholders,
- grant participants (for example co-investigator, sponsor, supervisor, collaborator),
- staff employed through grants
- external reviewers and advisors (for example peer reviewers and committee members)
for the purpose of awarding and managing grants and monitoring, evaluating, researching and learning about what Wellcome funds and how we fund it. It also sets out the legal basis on which we do this.
Information on how we collect, store and use personal information in connection with Wellcome Collection, when you visit our offices and websites, participate in Wellcome events, subscribe to our e-newsletter and updates or apply for a Wellcome job, is set out in our main Wellcome Privacy Statement.
We will only use personal information when the law allows us to. Most commonly, we collect and use your information where it is necessary for us to pursue our legitimate interests (or those of a third-party) where your interests and fundamental rights do not override those interests.
It is important that you read this Privacy Statement so that you are aware of how and why we are using your information.
We will make changes to this Statement where required, so please check this page from time to time for any updates.
1. Who we are
In this Privacy Statement, “Wellcome”, “we”, or “our” means
- The Wellcome Trust Limited, who are a charitable company registered in England and Wales (company number 2711000) (as trustee of the Wellcome Trust (a registered charity with number 210183)).
Wellcome is the “data controller” of your personal information. This means that we are responsible for deciding how we hold and use personal information about you.
2. What personal information we collect and how we use it
Your personal data, or personal information, is any information about you from which you can be identified directly or indirectly. It does not include information where your identity has been removed (anonymised data).
We collect, store and use a range of personal information relating to grant applicants, grantholders, grant participants, staff employed through grants and external reviewers and advisors (for example peer reviewers and committee members) in connection with awarding and managing grants and monitoring, evaluating, researching and learning about what Wellcome funds and how we fund it. This sometimes includes certain “special categories” of more sensitive personal information which require a higher level of protection under data protection law.
(a) When you are considering applying for a Wellcome grant
We collect the following information about you directly when you are considering applying for Wellcome funding (at the pre-application stage) such as:
- your name
- contact phone number
- email address
- work history and education.
Where necessary, we also collect additional information about you from external sources, for example grant outputs such as publications and works, patents, clinical trials as well as citations of these outputs collected from sources such as publicly or privately curated databases for example Europe PMC. We also collect information about you in specific circumstances from external reviewers or advisors where a formal decision is required prior to invitation to a full application.
We use your information for:
- assessing your eligibility for Wellcome funding
- understanding your proposed application
- corresponding with you to advise you on your proposed application.
(b) When you are applying for a Wellcome grant
We collect the following information about you as a lead applicant or participant (for example, co-investigator, sponsor, supervisor, collaborator), when you apply for a grant, including via our grants systems.
- first name, last name, title, ORCID ID;
- nationality;
- address, email address and telephone numbers;
- work history and education;
- information relating to career breaks. We will not request or hold information that is considered special category personal data such as health-related information;
- letters of support;
- details of proposal;
- with your consent, information relating to date of birth, gender, gender identity, ethnicity and race and disability for diversity monitoring purposes (read How we use diversity monitoring information).
Where necessary, we also collect additional information about you relating to your application from external sources for example, grant outputs such as publications and works, patents, clinical trials as well as citations of these outputs collected from sources such as publicly or privately curated databases for example Europe PMC. Where necessary, we also collect information about you (including opinions about your application) from external reviewers and advisors (for example, peer reviewers and committee members).
We use your information for:
- setting up and administering your user account on our grants systems (providing you with a username and password) so that you can submit your application. If you have a problem using one of our funding systems we may need to access your account to solve the issue.
- processing your application and assessing your eligibility and suitability for Wellcome funding;
- reviewing your application both internally and externally using external reviewers or advisors (for example, peer reviewers and committee members);
- contacting you about your application; and
- administering our application and grants systems (including troubleshooting, testing, system maintenance and support);
- conducting routine checks to decide if we’re able to fund individuals and comply with international sanctions
- monitoring and reporting purposes, for example, award rates and trends in application decisions;
- research, learning and reporting purposes (where it could be combined with other data) for example, to determine the geographical reach of institutions that Wellcome funds or directly interacts with relative to our peer funding organisations.
- we may also use your information in the development of software tools that enable us to analyse what we are funding
- we also publish on our website funding application information for certain schemes (your project title, name and details of your proposal plus a short summary of whether or not you have been awarded Welcome funding)
- evaluating and reporting purposes (where it could be combined with other data), for example, the fairness and efficiency of application decisions. For evaluation purposes, where necessary, we invite you to provide feedback on your experience of applying for Wellcome funding and how we might improve the way we do things.
(c) When you are a Wellcome grantholder or a participant on an awarded grant (both during, and after completion of, the award)
In addition to the information we hold from the grant application stage, on lead applicants and participants on a grant, once a Wellcome grant is awarded, we collect the following additional information for the ongoing management of a Wellcome grant:
- bank details to award and administer your grant
- quarterly and end of grant spend information
- annual and end of grant information which may contain information about you as a grantholder or participant on a grant, as well as details of the progress and outputs of your grant or information collected routinely as part of project oversight or monitoring
- information relating to post-award issues such as requests for supplements or extensions
- survey information collected during or after completion of the award
- with your consent, information relating to date of birth, gender, gender identity, ethnicity and race and disability for diversity monitoring purposes (read How we use diversity monitoring information)
- with your permission, information relating to your ethnicity and race and disability for use in applying positive action (read How we use your information for positive action)
- with your permission, information relating to your ethnicity and race to asses if you are eligible to apply for our targeted funding schemes for researchers of Black, Bangladeshi and Pakistani heritage in the UK.
Where necessary, we also collect additional information about you relating to your grant, from external sources, for example, grant outputs such as publications and works, patents, clinical trials as well as citations of these outputs collected from sources such as publicly or privately curated databases, for example, Europe PMC. We also collect information about you from external reviewers and advisors, for example, committee members.
We use your information for:
- administering and managing your grant;
- setting up and administering you or your organisation’s user account on the Wellcome Funding platform so that we can manage the funds on your grant;
- monitoring the progress of your grant and ensuring that funds awarded are being applied in accordance with our grant conditions, notifying you about changes to our grant schemes, conditions, policies or privacy terms;
- inviting you to attend or participate in meetings run by Wellcome or that Wellcome are involved in which are of relevance to your grant;
- as a user of Wellcome Trust Grant systems, administering the grants system (including troubleshooting, testing, system maintenance and support);
- keeping in touch with you about your grant. This includes sending you update emails to share information relevant to your grant (for example, grant condition changes, Wellcome policy and position statement updates); and
- contacting you for feedback and suggestions for improvements on the way we do things that would benefit you as a Wellcome grantholder;
- monitoring and reporting purposes, for example, trends in funding areas for our awarded grants;
- evaluating and reporting purposes (where it could be combined with other data), for example impact and reach of Wellcome funding; and
- research, learning and reporting purposes (where it could be combined with other data) e.g. to compare demographic make-up of Wellcome’s funding areas or to determine how sponsors are used
- to optimise the outputs from the award. We also use your information in the development of software tools that enable us to analyse what we are funding.
- to publish information, such as grantholder name and application title on our corporate website, and external websites such 360 Giving, Europe PMC and ORCID.
- we also publish on our website funding application information for certain schemes (your project title, name and details of your proposal plus a short summary of whether or not you have been awarded Welcome funding and the funding amount).
(d) Where you are a staff member employed through a Wellcome-funded grant
We may collect the following information about you through annual progress or end of grant reports:
- name;
- role on grant;
- email address;
- ORCID ID.
Where necessary, we may also collect additional information about you relating to the grant you are on from external sources e.g. grant outputs such as publications and works, patents, clinical trials as well as citations of these outputs collected from sources such as publicly or privately curated databases, for example, Europe PMC.
Where necessary, we also collect the following additional information from you:
- when you register to attend a Wellcome-hosted event for researchers, we ask for your name, email address, and contract start- and end-date.
We use your information:
- to better understand the research workforce we support through our grants and their research careers;
- to contact you to ask you to complete an anonymous diversity monitoring questionnaire, to understand the diversity of those working on Wellcome-funded grants; and
- to invite you to attend or participate in meetings run by Wellcome or that Wellcome is involved in which are of relevance to your grant
- for monitoring and reporting purposes
for evaluating and reporting purposes (where it could combined with other data); and - for research, learning and reporting purposes (where it could be combined with other data) for example to investigate how training requirements can be optimised with institutional support.
(e) External reviewer opportunities
We collect the following information about you from third parties who recommend you, institution websites and other external sources, for example, grant outputs such as publications and works, as well as citations of these outputs collected from sources such as publicly or privately curated databases, for example, Europe PMC:
- name and email address;
- organisation;
- area of expertise.
We may use your information to:
- contact you to offer you the opportunity to act as an external reviewer or advisor (for example, committee member or peer reviewer) on other applications for Wellcome funding.
(f) Where you are an expert reviewer
We collect the following information about you directly, and from third parties who recommend you, institution websites and other external sources, for example, grant outputs such as publications and works, as well as citations of these outputs collected from sources such as publicly or privately curated databases, for example, Europe PMC:
- name and email address;
- organisation;
- area of expertise;
- diversity information (including date of birth, gender, ethnicity and if you have a disability).
We use your information to:
- determine your suitability as a reviewer;
- contact you to invite you to participate in an expert review;
- send you a link over email to review relevant application material on the Wellcome Funding platform;
- receive back from you the details of your expert review which we will share with our external reviewers or advisors, for example, committee members and also feedback to our applicants anonymously;
- otherwise correspond with you in connection with expert reviewing an application;
- contact you for feedback and suggestions for improvements on the way we do things that would benefit you as an expert reviewer;
- attribute your review: if you provide a review we will list your name as an expert reviewer on our website in recognition of your contribution to our work and where possible include your name in a letter of thanks to a senior member of your organisation, unless you inform us that you do not wish to be acknowledged in this way;
- monitoring and reporting purposes, for example, trends in nationality of Wellcome expert reviewers;
- evaluating and reporting purposes (where it could be combined with other data), for example, effectiveness of expert review in awarding grants that yield high impact research; and
- research, learning and reporting purposes (where it could be combined with other data), for example, to compare funding decisions relating to different expert reviewer mechanisms
- conduct diversity monitoring to better understand how we make equitable funding decisions.
(g)Where you are an external advisor, for example, committee member
We collect the following information from you some of which we are likely to hold already if you have previously interacted with Wellcome:
- name, contact email, address, bank details to pay you for your services as a committee member;
- biographical information such as area of expertise; and
- with your consent, we also collect the following information for diversity monitoring purposes (read How we use diversity monitoring information): date of birth, gender, gender identity, ethnicity and race and disability information.
We may also collect additional information about you relating to your role as an external advisor from external sources, for example, grant outputs such as publications and works, as well as citations of these outputs collected from sources such as publicly or privately curated databases, for example, Europe PMC.
We use the information we hold on you to:
- understand your areas of expertise;
- administer our relationship with you as an external advisor, including (if you don’t already have an account, creating a Wellcome Funding platform account for you);
- correspond with you about committee meetings and proceedings;
- assess any potential conflicts of interest;
- as a user of Wellcome Funding platform, administer the grants system (including troubleshooting, testing, system maintenance and support);
- contact you for feedback and suggestions for improvements on the way we do things that would benefit you as a committee member;
- monitoring and reporting purposes, for example, trends in gender of committee members in different funding streams;
- conduct diversity monitoring to better understand how we make equitable funding decisions
- evaluating and reporting purposes (where it could be combined with other data), for example, relevance of committee member advice in funding decisions; and
- research, learning and reporting purposes (where it could be combined with other data), for example, to investigate the effects of different types of committee set ups on funding advice, efficiency and impact of our funding and the research we fund.
(h) Where you agree to hear more from us
Where you have given us your opt-in consent, we may also contact you about other Wellcome activities and events that may be of interest such as informing you about other funding opportunities, Wellcome events (including events at Wellcome Collection), other relevant funding opportunities and non-commercial events from external partners.
You can opt out at any time by changing your options in the Wellcome Funding platform, or clicking unsubscribe on one of our communications.
For this purpose, we share your information with our third-party service providers to contact you and register you for events and activities. Read how we share your information for further details on how your information is shared.
(i) Where you are a participant on a Wellcome grant: investigations into misconduct
Wellcome is committed to working with organisations to ensure high standards of research integrity and practice in the research it funds.
In accordance with our Research misconduct policy, when an organisation submits a grant application to us, they must confirm that the lead applicant (and sponsor and supervisor if relevant), has not had an allegation of research misconduct upheld against them for which there is either a current formal disciplinary warning or an active sanction.
We may use this information about you for this purpose if you are a grant participant, including where you are a:
- grantholder
- co-investigator
- sponsor or supervisor
- research staff
- students
- fieldworker
- collaborator
- consultants
- lived experience advocates
- sub-awardee
- advisory committee member
We may collect the following information about you:
- name
- information about your grant/grant application
- your role on the grant
- if the allegation was upheld
- the findings of the investigation
- if any sanctions are being imposed
We may use this information to:
- make sure the outcomes of Wellcome-funded grant activities are not at risk
- ensure that grantholders and participants involved in Wellcome funding receive the support they need
- monitor that complaints are being dealt with appropriately and in a timely manner
- make sure that grantholders receive the support they need, and
- be aware of the potential impact on Wellcome-funded activities and the steps being taken to manage that impact.
- reduce risk to the project and/or
- reduce the impact on other people who would be involved in the project, including newly recruited postdoctoral researchers or support staff.
(j) Where you are a participant on a Wellcome grant: investigations into bullying, harassment, abuse or harm
Wellcome expects the research it funds to be carried out in a way that minimises the risk of harm to all those involved or who come into contact with it.
In accordance with our bullying, harassment, abuse and harm policy when an organisation submits an application to us, they must confirm that the lead applicant (and sponsor and supervisor if relevant), has not had an allegation of bullying, harassment, abuse or harm of any kind upheld against them for which there is either a current formal disciplinary warning or an active sanction. Where an organisation is in receipt of funding, they must also inform Wellcome when a formal investigation has been opened into a bullying, harassment, abuse or harm allegation.
We may collect this information from organisations that we fund, and employ you directly. Members of the public can also report a concern about Wellcome funded research.
We may use this information about you for this purpose if you are a grant participant, including where you are a:
- grantholder
- co-investigator
- sponsor or supervisor
- research staff
- students
- fieldworker
- collaborator
- consultants
- lived experience advocates
- sub-awardee
- advisory committee member
We may collect the following information about you:
- name
- information about your grant/ grant application
- your role on the grant
- any allegations of bullying, harassment, abuse or harm of any kind upheld at point of application against you for which there is either a current formal disciplinary warning or an active sanction
- any allegations of bullying, harassment, abuse or harm of any kind that are under investigation whilst you are a grant recipient.
We may use this information to:
- make responsible funding decisions where live sanctions are in place
- to check that such claims are investigated appropriately
- monitor that complaints are being dealt with appropriately and in a timely manner
- ensure that grantholders and participants involved in Wellcome funding receive the support they need
- ensure that appropriate sanctions are applied where claims are upheld
- depending on the seriousness of the case, apply our own sanctions to individuals and organisations where cases are upheld by the employer
- be aware of the potential impact on Wellcome-funded activities and the steps being taken to manage that impact.
- manage ongoing applications where there has been a change (including a temporary change) of personnel due to ongoing or concluded investigations
- make any necessary onward report required by our regulator (the Charity Commission for England and Wales and other relevant bodies as required by law.
3. How we use particularly sensitive information
"Special categories" of particularly sensitive personal information that we hold about you require higher levels of protection under data protection law. We need to have further justification for collecting, storing and using this type of personal information.
If we wish to collect and use other “special category” sensitive information about you, we will provide you with full details of the information that we would like and the reason we need it, so that you can carefully consider whether you wish to consent.
How we use diversity monitoring information
What is diversity monitoring?
Diversity monitoring is central to Wellcome’s diversity and inclusion work and is an important means of identifying patterns of under-representation and differential experience related to certain groups of people, particularly the groups of individuals protected by law under the Equality Act 2010, implementing targeted actions to respond to identified challenges, and promoting equality and fairness for all.
How does Wellcome collect information for diversity monitoring?
We will only collect diversity monitoring information on a named basis with your consent (which can be withdrawn at any time through our Wellcome Funding platform).
With your permission, we collect the following diversity monitoring information from if you have a Wellcome Funding platform account:
- your date of birth
- gender
- gender identity
- ethnicity and race
- disability.
We will only use this information about you with your consent. If you choose not to supply this information for this purpose, it will not affect your grant application.
How does Wellcome use information to conduct diversity monitoring?
We use diversity monitoring information to:
- better understand the research workforce we support through our grants by obtaining an overview of Wellcome’s grant funding profile;
- monitor the diversity of successful and unsuccessful grant applicants at each decision-making point;
- benchmark ourselves against other funders, and national and international statistics;
- ensure the diversity of those involved in our advisory committees; and
- set meaningful targets and measure progress.
We will cross-reference the diversity monitoring information that we collect with other personal information we hold about Wellcome Funding account holders. The type of information that will be used for cross-referencing includes success rates for application, size of award, and grant type. By cross-referencing the data in this way this will:
- help us to understand different patterns of success, participation, and experience within our grant portfolio and grant decision-making processes, or review areas where policies and processes appear to be impacting disproportionately on certain groups, particularly the groups of individuals protected by law under the Equality Act 2010;
- enable our Equity, Diversity and Inclusion Team, and other teams within Wellcome, to concentrate on developing tailored solutions and making relevant changes to respond to identified challenges, rather than using guesswork or assumptions; and
- enable us to set meaningful targets and monitor and evaluate the progress of Wellcome’s diversity and inclusion work (at an aggregated level), as required annually by Wellcome’s Executive Leadership Team.
Sharing your diversity monitoring information with others
Where we provide funding in partnership with other organisations (funding partners) we will share your diversity monitoring data with those organisations to enable them to better understand the research workforce they co-fund with Wellcome.
Where we work with other organisations to better understand our grant-making and funding in relation to diversity, we will share your diversity monitoring information with those organisations for this purpose.
Your information will generally be shared on a no-names basis but there may be occasions where you will be identified from the diversity information we share.
Read How we share your information for further details on how your information is shared.
Your consent and how to withdraw your consent
If you change your mind, you can withdraw your consent at any time by changing your preferences in the Wellcome Funding platform. We will stop using your information within a reasonable period of you withdrawing your consent.
How we use your information for positive action
What positive action at Wellcome is
Wellcome may apply positive action on schemes and calls that have a shortlisting stage. Positive action at Wellcome means we sometimes add extra applications to the shortlist if the lead applicants are from groups that are underrepresented in UK research. If Wellcome uses your diversity information for positive action, we may add your application to the shortlist if:
- Wellcome thinks your application meets the funding criteria,
- you're from a group which Wellcome recognises as underrepresented in UK research, and
- your administering organisation is based in the UK.
Positive action doesn’t mean you’ll be automatically added to the shortlist if you’re from a group that is underrepresented in UK research.
Positive action is allowed under UK Equality law.
Why Wellcome is using positive action
Positive action is one of the actions Wellcome is taking to become a more inclusive funder.
Why does positive action only apply to UK-based researchers?
We are only applying positive action in our UK funding because:
- we can identify and monitor which groups are underrepresented in UK research from existing data sources
- a significant amount of our funding currently goes to UK-based researchers.
How Wellcome uses positive action
When lead applicants apply for funding, they can choose to provide information about their ethnicity and disability. Wellcome may then use this information for positive action purposes.
Lead applicants will be asked to tell us if:
- their organisation is based in the UK
- they self-identify as having Bangladeshi, Black or Pakistani heritage, including mixed or multiple ethnic groups
- if they consider themselves to be a disabled person.
An example of the application process
An example of the Wellcome application process is:
- Apply: Applications are submitted to Wellcome.
- Check: Wellcome does internal checks.
- Shortlisting: Internal and external advisory committees create a shortlist of applications.
- Expert review: Experts provide written reviews of shortlisted applications.
- Funding recommendation: External advisory committees review and rank applications. This process may include interviews with the applicants.
- Decide: Wellcome makes a funding decision.
How positive action is used in the application process
If we use positive action, we only use it at the 'Shortlisting' stage.
1. Before the shortlisting stage, Wellcome teams check the applications against the criteria of the relevant scheme or call. Applications that are not eligible are removed. These staff do not have access to the lead applicants’ ethnicity and disability information.
2. At the shortlisting stage, advisory committees review and score applications, and then make recommendations about which applications should be shortlisted. These advisory committees do not have access to the lead applicants’ diversity information.
3. Research programme managers review the recommendations and decide whether there are any additional applications that have scored highly enough to potentially be added to the shortlist.
4. Wellcome Funding platform system administrators share a list of these additional applications with senior staff. This list:
- only shows whether positive action could be applied to an application
- does not identify which ethnic group each applicant is from or whether they consider themselves to be a disabled person
- is stored securely and can only be accessed by a limited number of senior staff.
5. Senior staff check the list provided by the system administrators and may add extra applications to the shortlist if there are lead applicants who are eligible for positive action.
6. Shortlisted applications will then be further evaluated through an interview or final panel consideration. There is no change to this part of the process. The panel does not have access to diversity information when evaluating applications.
Does Wellcome add extra applications to the shortlist for anything else?
Wellcome doesn’t just add extra applications to the shortlist for lead applicants who meet the positive action criteria. We may also add applications for other strategic reasons, for example to increase funding in a particular research area or location.
Who has access to your ethnicity and disability information?
Only a limited number of Wellcome Funding platform system administrators will have access to information that says which ethnic group you are from or whether you consider yourself to be a disabled person.
A limited number of research programme staff will have access to information that says only whether positive action could be applied to your application. They will not have access to specific information that says which ethnic group you are from or whether you consider yourself to be a disabled person.
None of these people will know what information you have provided for positive action:
- coapplicants
- guest editors
- sponsors
- anyone else working in your administering organisation
- expert reviewers
- committee members.
How Wellcome looks after your personal information
Wellcome is committed to safeguarding your personal information and privacy.
We collect and use your personal data in line with the UK General Data Protection Regulation (GDPR). The legal basis for processing your data is in our ‘legitimate interests’ and it is line with ‘social protection law’ (including relevant equalities legislation).
How often we’ll review the positive action process
We monitor which groups get funding every year and we'll review how positive action has been working after five years.
4. Our legal basis for processing
Data protection laws mean that each use we make of personal information must have a “legal basis”. The relevant legal bases are set out in UK data protection legislation.
We only use your personal data where the law allows us to. We have set out below the legal basis on which we collect, use, share or otherwise process your personal data. Where we are using your information on the basis that we are pursuing our legitimate interests, we have also identified what our legitimate interests are. Further information on this is available from our Data Protection Officer.
Consent
Consent is where we ask you if we can use your information in a certain way, and you agree to this. We use consent as a legal basis where:
- you have given us your consent to use the diversity monitoring information you provide to us
- you have given us your consent to you marketing communications to keep you up to date with funding opportunities and what we’re doing
- you have given us consent to publish on our website funding application information for certain schemes (your project title, name and details of your proposal plus a short summary of whether or not you have been awarded Welcome funding).
Where we use your information on the basis of your consent, you have the right to withdraw your consent at any time by:
- in the case of diversity monitoring information collected through Wellcome Funding platform, logging into your Wellcome Funding platform account and selecting ‘prefer not to say’ against the relevant question under the ‘manage my details’ section
- in the case of marketing communications, unsubscribing using the ‘unsubscribe option’ in communications sent to you, or by logging into your Wellcome Trust Grant portal account and unticking the relevant box under the ‘manage my details’ section
- in all other cases, by contacting our Data Protection Officer.
Legitimate Interests
We have a basis to use your personal information if it is reasonably necessary for us (or others) to do so and in our/their “legitimate interests” (provided that what the information is used for is fair and does not unduly impact your rights). This includes a lot of our day to day activities related to grant funding, including:
- to provide advice and support for those seeking Wellcome funding
- to provide funding
- to understand what Wellcome funds and how we fund it
- to ensure that applications for Wellcome funding are peer reviewed and appraised by subject matter experts
- to ensure that appropriate funding decisions are made
- to ensure that awarded funds are applied for their approved purposes in accordance with our grant conditions
- to ensure that grantholders receive the support they require from Wellcome
- to ensure that Wellcome-funded grant activities achieve their outcomes
- to ensure that claims of research misconduct are investigated properly
- to ensure that claims of bullying, harassment, abuse and wider harms are investigated appropriately, ensure that appropriate sanctions are applied where claims are upheld, and to manage ongoing applications where investigations are underway.
We only rely on legitimate interests where we consider that any potential impact on you (positive and negative), how intrusive it is from a privacy perspective and your rights under data protection laws do not override our (or others’) interests in us using your information in this way. For more information about how we balance our legitimate interests with your interests as an individual, please contact our Data Protection Officer.
Performance of a contract / take steps at your request to prepare for entry into a contract
We have a basis to use your personal information where we are entering into a contract with you or performing our obligations under that contract. Examples of this would be using your information to provide you with funding, and sharing your information with peer reviewers before we offer you funding.
Vital interests
We have a basis to use your personal information where it is necessary for us to protect life or health. For instance, where there is a risk to the safety of others.
Archiving in the public interest
For the purpose of archiving in the public interest, we permanently archive certain information, which we hold within our corporate archive and our collections in Wellcome Collection. More information can be found in section 7.
Legal obligations
Wellcome processes special category data for the purposes of positive action and to asses eligibility for our targeted funding schemes for researchers of Black, Bangladeshi and Pakistani heritage in the UK.
We do so under section 158 of the Equality Act 2010, and under Article 6 (c) and Article 9 (2)(b) of the UK GDPR in that it is necessary for the purposes of carrying out the obligations and exercising specific rights of Wellcome in the field of social protection law.
We conduct sanctions screening to ensure we don’t fund individuals or institutions whom are subject to international sanctions, in compliance with the Economic Crime (Transparency and Enforcement) Act 2022 and Sanctions and Anti-Money Laundering Act 2018.
Automated decision-making
Automated decision-making takes place when an electronic system uses personal information to make a decision without human intervention. You will not be subject to decisions that will have a significant impact on you based solely on automated decision-making, unless we have a lawful basis for doing so and we have notified you. We do not envisage that any decisions will be taken about you using automated means, however we will notify you in writing if this position changes.
5. How we share your information, and who with
Where necessary, we may share your personal data with the parties set out below who are connected to or working on behalf of Wellcome, some of whom may be based outside of the UK and the EEA, (in which case please see International transfers of your information- outside of the UK and the European Economic Area (EEA) below).
Within Wellcome
Staff within Wellcome will access grant-related information for the purpose of processing, assessing, awarding and managing grants and monitoring, evaluation, research and learning about what Wellcome funds and how we fund it.
If you have a problem using the Wellcome Funding platform we may need to access your account to solve the issue.
Any investigations that fall within the remit of our bullying, harassment, abuse and wider harms policy and our research misconduct policy are communicated only to other Wellcome staff on a need to know, restricted access basis, where necessary. Information received by Wellcome (including on investigations that have not been concluded) will be treated in the strictest confidence.
Outside Wellcome
When applying for funding, we may share your information with:
- other funding partners (for example, NHS, Research Councils, Royal Society) for assessment, monitoring and reporting purposes under the terms of our partnership. For more information on how we share with partners, please consult your scheme page or review a list of these partners and the information we share with them [XLSX 19KB]
- other parties who may be interested in funding (including co-funding) certain Wellcome grants or schemes for the purpose of helping decide whether those parties will provide such funding;
- external consultants who are engaged by Wellcome to process applications and assess your eligibility and suitability for Wellcome funding; and
- external reviewers and advisors (for example, expert reviewers and committee members) who may be based at academic institutes or in the private sector, for the purpose of reviewing your application and making funding recommendations.
- other funding partners academic and commissioned commercial researchers investigating research questions related to our funding mechanisms; and
- academic and commercial evaluators commissioned to evaluate areas such as the effectiveness, efficiency and impact of our funding and the research we fund
- potential grant applicants where they observe funding meetings, in order to increase transparency. They will not be involved in decision making, and subject to conflict checks and confidentiality expectations.
As a grant recipient or a staff member employed through a Wellcome-funded grant, we may share your information with:
- funding partners, for example, the UK Research Councils, World Health Organisation, Royal Society, for processing, assessing, awarding and managing grants where we fund a scheme in partnership;
- other partners/third parties such as universities and research institutes for the purposes of monitoring, evaluation, research and learning;
- external reviewers and advisors (for example, expert reviewers, committee members or others who advise Wellcome on award progress or represent Wellcome on award project oversights groups); for the purpose of reviewing, monitoring or evaluating your grant
- partner organisations with whom Wellcome holds events (where you register to attend an event);
- third-party service providers
- analysis of what we fund other funding partners academic and commissioned commercial researchers investigating research questions related to our funding mechanisms;
- analysis of what we fund with academic and commercial evaluators commissioned to evaluate areas such as the effectiveness, efficiency and impact of our funding and the research we fund. other funding partners (for example, UK Research Councils, Royal Society) for monitoring and reporting purposes under the terms of our partnership;
- other parties who may be interested in funding (including co-funding) certain Wellcome grants or schemes for the purpose of helping decide whether those parties will provide such funding; and
- Researchfish so that an account can be set up for you as a grantholder to enable you to report the outputs/outcomes of your research to us
- administering institutions for the purpose of facilitating the collection and sharing of research outcomes/outputs data, for example via Researchfish;
- other commercial entities within the monitoring and impact sector including Dimensions;
- other funding partners, academic and commissioned commercial researchers investigating research questions related to our funding mechanisms;
- academic and commercial evaluators commissioned to evaluate areas such as the effectiveness, efficiency and impact of our funding and the research we fund
- where there is an allegation of bullying, harassment, abuse or harm we may share the allegation with the funded organisation, funding partner, and in rare circumstances we will share information where requested by the police or other regulatory or governmental authority or if otherwise required by law.
Where you are an external advisor or peer reviewer, we may share your information with:
- other funding partners (for example, NHS, Research Councils, Royal Society) for assessment, monitoring and reporting purposes under the terms of our partnership; and
- other external advisors (for example, committee members) for the purpose of reviewing and making funding recommendations.
- other funding partners, academic and commissioned commercial researchers investigating research questions related to our funding mechanisms;
- academic and commercial evaluators commissioned to evaluate areas such as the effectiveness, efficiency and impact of our funding and the research we fund.
Third-party service providers
We share your personal information with third-party service providers and suppliers. Some of our service providers will have access to your information to perform services on our behalf. We share your information with the following types of service providers:
- our IT and communications systems providers, and the providers of our grants systems and request tracking system (Zendesk);
- our third party providers that allow us to screen if any international sanctions will affect your funding
- our email marketing and communications provider that distributes email publications on our behalf, where you opt-in to receive such publications;
- the provider of our web-based event registration system, to send out event invites and registration forms to those invited to Wellcome events;
- Researchfish so that an account can be set up for you as a grantholder to enable you to report the outputs/outcomes of your research to us
- event venue operators, where you are attending a Wellcome-run event, for the purpose of them administering the event;
- our travel management company, hotels and transportation providers and travel security partner (where Wellcome is organising travel associated with an event you are attending) for the purpose of making travel arrangements and sending you relevant travel alerts whilst you are travelling to/from a Wellcome event;
- third party survey providers that we use for collecting feedback on Wellcome events and collecting feedback and pre-screening information for website evaluation and research.
We require all third parties to respect the security of your personal information and to treat it in accordance with the law. We do not allow our third-party service providers to use your personal data for their own purposes and only permit them to process your personal data for specified purposes and in accordance with our instructions.
Where otherwise required to do so
In exceptionally rare circumstances, we will share your information if required to do so under a court order, if requested by the police or other regulatory or governmental authority, if we feel there is a risk to the safety of you or others, or if otherwise required by law.
For further information on how we share your information, contact our Data Protection Officer.
6. How we look after your information
Wellcome is committed to safeguarding your personal information and your privacy. We have put in place appropriate security measures to prevent your personal data from being accidentally lost, used or accessed in an unauthorised way, altered or disclosed. In addition, we limit access to your personal data to those employees, agents, contractors and other third parties who have a business need to know. They will only process your personal data on our instructions and they are subject to a duty of confidentiality.
Where we have given you (or where you have chosen) a password to access certain parts of our sites, you are responsible for keeping this password confidential.
Technical solutions
We securely store all information you provide to us using one or more technical measures considering the nature, scope, context and purpose for which we are using the information. Such measures will always be appropriate to the risk.
Breach Procedures
We have put in place procedures to deal with any suspected personal data breach and will notify you and any applicable regulator of a breach where we are legally required to do so.
International transfers of your information- outside of the UK and the European Economic Area (EEA)
Where necessary, we share grant applicant personal information with external peer reviewers and external committee members, some of whom may be based outside the UK and the EEA in locations that have less stringent data protection requirements. We will only do this where it is necessary for the purpose of considering (including peer reviewing) your grant application in connection with entering into a grant funding relationship with you.
We transfer personal information we collect about you outside of the UK and the EEA where we use service providers that store information on servers based outside of the UK and the EEA. To ensure that your personal information is protected, since the data protection regimes in these locations might be less exacting than within the UK and the EEA, we ensure that one of the following safeguards is already in place, or will be put in place prior to transfer.
Whenever we transfer your personal data out of the UK or the EEA, we ensure a similar degree of protection is afforded to it by ensuring at least one of the following safeguards is implemented:
- the recipient is in a country that has been deemed to provide an adequate level of protection for personal data by the Information Commissioners Office or by adequacy regulations under the Data Protection Act 2018;
- the recipient has entered into Binding Corporate Rules and we have conducted a transfer risk assessment to be assured that information will be sufficiently protected; or
- the recipient has entered into appropriate contractual arrangements with us and we have conducted a transfer risk assessment to be assured that information will be sufficiently protected; or
- a derogation applies under data protection law for the specific situation.
7. How long we keep and use your information
We will only retain your personal information for as long as necessary to fulfil the purposes for which we collected it. This may mean holding on to your personal information for a certain period of time after you have ceased to have a relationship with Wellcome, such as for the purposes of satisfying any legal, accounting, or reporting requirements.
If you withdraw your consent to us using your diversity monitoring information where you are identified, we will cease to use this information within a reasonable period of you withdrawing your consent.
When determining the appropriate period of time to retain your personal information, we consider several factors, including the amount, nature, and sensitivity of the personal data, the potential risk of harm from unauthorised use or disclosure of your personal data, the purposes for which we handle and use your personal data and whether we can achieve those purposes through other means, and the applicable legal requirements. We securely erase your information once it is no longer needed. Details of retention periods for different aspects of your personal data are set out in our retention policy. Contact our Data Protection Officer for further information.
Information related to investigations into research misconduct, bullying, harassment, abuse and wider harms
Where an allegation is not upheld, we will retain the information for no more than five years after the outcome. Where an allegation is upheld, we will retain the information for no more than ten years after the outcome, unless the sanction is still in place.
Information we keep in our corporate archive and our collections within Wellcome Collection
For the purpose of archiving in the public interest, we permanently archive certain information, which we hold within our corporate archive and our collections in Wellcome Collection. This is information that supports the preservation of Wellcome’s historical, cultural and public engagement resources and activities, and funding activities. For example, meeting papers of grant funding committees and panels, grant files (for Wellcome grant award holders), grant outputs from specific awards and grant publications.
With appropriate safeguards in place to ensure that private and confidential information in our collections and corporate archive is accessed and handled appropriately, this information is made available to researchers. For the purpose of archiving in the public interest, we permanently archive certain information, which we hold within our corporate archive and our collections in Wellcome Collection. This includes information that supports the preservation of Wellcome’s historical, cultural and public engagement resources and activities, and funding activities, as well as the information held in our collections that is transferred to Wellcome Collection by lenders and donors.
Further information on how we handle these collections and make them available is set out in Wellcome Collection’s Access Policy and procedures.
8. Your rights over your information
Under data protection law, you have certain rights over your information. Further information on your rights and how to exercise them is set out below.
If you have an online account with us, we hope that you find your information is easy to access and update as it is important that the personal information we hold about you is accurate and current.
Under certain circumstances, by law you have the right to:
- Request access to your personal information (commonly known as a "data subject access request"). This enables you to receive a copy of the personal information we hold about you and to check that we are lawfully processing it;
- Request correction of the personal information that we hold about you. This enables you to have any incomplete or inaccurate information we hold about you corrected;
- Request erasure of your personal information. This enables you to ask us to delete or remove personal information where there is no good reason for us continuing to process it. You also have the right to ask us to delete or remove your personal information where you have exercised your right to object to processing (see below);
- Object to processing of your personal information where we are relying on a legitimate interest (or those of a third-party) and there is something about your particular situation which makes you want to object to processing on this ground. You also have the right to object where we are processing your personal information for direct marketing purposes;
- Request the restriction of processing of your personal information. This enables you to ask us to suspend the processing of personal information about you, for example if you want us to establish its accuracy or the reason for processing it;
- Request the transfer of your personal information to another party; and
- Withdraw your consent for us to use your personal information at any time.
If you would like to exercise any of the rights mentioned above, please contact our Data Protection Officer.
In almost all circumstances, you can exercise any of these rights free of charge. However, in circumstances where your request for access is unfounded or excessive, we reserve the right to charge you a reasonable administrative fee or simply refuse to respond.
9. The UK Data Protection Regulator
Although we hope that you would never feel that you had to, you do have the right to lodge a complaint with the supervisory authority, the Information Commissioner’s Office.
10. Contact us
If you wish to contact us in relation to this Statement, or to discuss any other matters relating to how we handle your personal data you can do so by contacting our Data Protection Officer using the following details:
Data Protection Officer
Wellcome Trust
215 Euston Road
London
NW1 2BE
United Kingdom
11. Changes to this Statement and your duty to inform us of changes
This Statement was last updated on 5 March 2024. To make sure it is up to date and accurate, we make changes to this Statement from time to time. Therefore, we ask that you come back every now and then to check for any updates. We will also notify you in other ways from time to time about the handling and use of your personal information.
It is important that the personal data we hold about you is accurate and current. Where you have a Wellcome Funding platform account, please update your profile if your personal data changes during your relationship with us.